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Authorisations & Approvals

Authorisations & Approvals

Authorisations & Approvals

360X AG (hereinafter referred to as "the Company" or “360X”) is a German

stock corporation (Aktiengesellschaft), registered in the Commercial Register of Frankfurt am Main under commercial code B (“HRB”) 122917, LEI 529900M42L36KXZ1JD69, with her registered office at Westend Carree Grüneburgweg 16-18, 60322 Frankfurt am Main. 360X is a regulated securities exchange. Its unique market identifier code is 360X (MIC: 360X).


360X is an investment firm supervised by the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht, “BaFin”) and Deutsche Bundesbank (Central Bank of the Federal Republic of Germany, regional office: Hesse), which holds the following licenses:


• Investment brokerage (Section 2 (2) No. 3 Investment Firm Act (Wertpapierinstituts-

gesetz, “WpIG”));

• Trading on own account (Section 15 (3) WpIG);

• Placement business (Section 2 (2) No. 8 WpIG);

• Operating a MTF (Section 2 (2) No. 6 WpIG).


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Compliance

Compliance

Compliance

Complaints

360X aims to deliver a high quality service but we recognise that sometimes things can go wrong. When this happens, we will do our best to put matters right quickly. We will listen to your complaint and:


  • treat it seriously, and in confidence;

  • investigate it thoroughly and fairly;

  • resolve it promptly, and informally whenever possible;

  • wherever possible find a remedy and;

  • learn from complaints to improve our services.


You can contact us with your complaint through various channels:


  • Directly with your Relationship Manager ;

  • By mail marked “to the attention of the Compliance Department” , 360X AG, Westend Carree, Grüneburgweg 16-18, 60322 Frankfurt am Main;

  • By email at complaints@360x.com;

Further information on feedback and complaints can be found here.

Complaints

360X aims to deliver a high quality service but we recognise that sometimes things can go wrong. When this happens, we will do our best to put matters right quickly. We will listen to your complaint and:


  • treat it seriously, and in confidence;

  • investigate it thoroughly and fairly;

  • resolve it promptly, and informally whenever possible;

  • wherever possible find a remedy and;

  • learn from complaints to improve our services.


You can contact us with your complaint through various channels:


  • Directly with your Relationship Manager ;

  • By mail marked “to the attention of the Compliance Department” , 360X AG, Westend Carree, Grüneburgweg 16-18, 60322 Frankfurt am Main;

  • By email at complaints@360x.com;

Further information on feedback and complaints can be found here.

Conflict of Interest

360X endeavours to ensure that neither the Company, nor its staff or other persons linked with 360X, put themselves in such a position so as to give rise to an unnecessary potential or actual conflict of interest. Should for any reason a potential or actual conflict be perceived to have arisen, then that conflict will be promptly managed in accordance with effective Company organisational and administrative controls. For example; in relation to any inducements received by 360X from third party suppliers in connection with the provision of investment services or ancillary investment services, we ensure that those are not in conflict with our clients´ interest but are dedicated to maintain and continue improving the quality of our services. Detailed information of the conflict policy and inducements can be obtained via your relationship manager or clients@360x.com.

Conflict of Interest

360X endeavours to ensure that neither the Company, nor its staff or other persons linked with 360X, put themselves in such a position so as to give rise to an unnecessary potential or actual conflict of interest. Should for any reason a potential or actual conflict be perceived to have arisen, then that conflict will be promptly managed in accordance with effective Company organisational and administrative controls. For example; in relation to any inducements received by 360X from third party suppliers in connection with the provision of investment services or ancillary investment services, we ensure that those are not in conflict with our clients´ interest but are dedicated to maintain and continue improving the quality of our services. Detailed information of the conflict policy and inducements can be obtained via your relationship manager or clients@360x.com.

Disclosures

Disclosures

Disclosures

Dec 31, 2022

Offenlegungsbericht 2022

V 1.0

Dec 31, 2022

Offenlegungsbericht 2022

V 1.0

Dec 31, 2022

Offenlegungsbericht 2022

V 1.0

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If you have any questions please do not hesitate to contact us. Alternatively, please raise a help desk ticket below.

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360X AG
Westend Carree
Grüneburgweg 16-18

60322 Frankfurt am Main

Disclaimer: This material is the property of 360X AG and its affiliates. It is only provided to sophisticated investors for informational purposes and should not be construed as an offer, or solicitation of an offer, to buy or sell any interest or shares or to participate in any investment or trading strategy. It is also not intended to provide any accounting, legal or tax advice or investment recommendations. The material available on this website shall not be considered a solicitation or offering for any investment product or service to any United States person. The material offered by 360X through this website is not available for United States persons.

360X AG is regulated by the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin).

© 360X AG. All rights reserved.

Stay updated on all things tokenized
Join our newsletter

360X AG
Westend Carree
Grüneburgweg 16-18

60322 Frankfurt am Main

Disclaimer: This material is the property of 360X AG and its affiliates. It is only provided to sophisticated investors for informational purposes and should not be construed as an offer, or solicitation of an offer, to buy or sell any interest or shares or to participate in any investment or trading strategy. It is also not intended to provide any accounting, legal or tax advice or investment recommendations. The material available on this website shall not be considered a solicitation or offering for any investment product or service to any United States person. The material offered by 360X through this website is not available for United States persons.

360X AG is regulated by the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin).

© 360X AG. All rights reserved.

Stay updated on all things tokenized
Join our newsletter

360X AG
Westend Carree
Grüneburgweg 16-18

60322 Frankfurt am Main

Disclaimer: This material is the property of 360X AG and its affiliates. It is only provided to sophisticated investors for informational purposes and should not be construed as an offer, or solicitation of an offer, to buy or sell any interest or shares or to participate in any investment or trading strategy. It is also not intended to provide any accounting, legal or tax advice or investment recommendations. The material available on this website shall not be considered a solicitation or offering for any investment product or service to any United States person. The material offered by 360X through this website is not available for United States persons.

360X AG is regulated by the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin).

© 360X AG. All rights reserved.